AFSL Managers

AFSL Managers offers unbundled AFSL services to financial planning practices that hold their own AFS License and seek cost efficiencies to grow their business. Our services are designed for a variety of clients from Australia’s largest financial services organisations, to independent Licensees and individual Authorised Representatives.

AFSL Managers have a structured and disciplined framework to assist in AFS License reviews, compliance and advisory, investment and research, professional development and adviser and client communications to meet the Licensee regulatory and advice compliance requirements.

Financial Advisers and The Australian Financial Services License

AFSL Managers, an independent service provider to the Australian securities industry, has assisted a boutique Australian Financial Services License (AFSL) with audit reviews of authorised representatives. A primary obligations of all AFS Licenses is to ensure their Financial Planners are operating within the framework of the AFSL, the Corporations Act, financial services laws and their authorisations.Read more...